Category Archives: Women Empowerment

Helane Morrison: Life of a Compliance Officer

Helane right now works at Hall Capital Partners as a compliance officer. However, she has lived a highly active and effective year as a compliance officer who has made a huge impact on businesses. She has had a full career which started with her learning as much as possible about the industry with Harry Blackmun. She considers Blackmun to be one of the greatest influences in her career because he has fought for the rights of people who are often marginalized. He stood up in the face of threats. This has not only showed her the type of world she is going to deal with, but also how she can handle the opposition.

Helane Morrison believes in and works towards equality and diversity, which is one of the reasons that she has joined Hall Capital Partners. She has been impressed with the diverse leadership culture. Helane has also been involved in journalism.  She has seen that there is still a lack of trust in financial institutions even nearly a decade later.

Among the activities she has been involved in included the exposing of many of the predators or people that prey on and exploit the desperate and other financial dependents. When people have caught wind of all of the corruption that was happening in the industry, they have been concerned with how to pursue any action. It was Helane Morrison that had the confidence to proceed with action in order to get the institutions to act more ethically. She has went forward with the passion that has gotten the industries to work a little more ethically.

Helane Morrison preventing fraud and fixing problems in the corporate world

Helane Morrison is a corporate compliance officer and her role is enforcing Corporate Compliance & Ethics through preventing, finding and fixing ethical and regulatory problems. A compliance officer uses tools such as audits, risk assessments, investigations and education to determine legal compliance of the procedures being taken. Compliance field is relatively new, and most Universities around the world have lately started offering it as a degree program.

 

Roy Snell, is the CEO of the Society of Corporate Compliance & Ethics, a non-profit professional membership organization said that the profession has grown in just 20 years from none to thousands of compliance officers with different functions. The field is expected to grow more as more federal rules and regulations are being formed on businesses. The need for compliance officers will increase.

 

Helane Morrison is a General Counsel, Managing Director, and Chief Compliance Officer of Hall Capital Partners LLC. Helane Morrison is a member of the company’s Executive Committee. The firm is run entirely by women, President Sarah Stein, Co-Chief Investment officer Kathryn Hall and Helane Morrison as the Chief Compliance Officer. The company is working to regain the trust of the people that was destroyed in the financial crash of 2008. During this time, the industry had wasted the trust of clients. The firm aims at ensuring accountability, integrity and regulatory compliance from all their workers and their dealings. They are focusing some percentage of their work on the protection of investment management of major foundations and endowment funds.

 

Before joining Hall Capital in 2007, she headed the San Francisco Office of the U.S. Securities and Exchange Commission (“SEC”) between 1999-2007. Ms. Morrison was responsible for enforcing securities, Litigation, regulatory matters in Northern California and five Northwest states in her capacity as District Administrator and thereafter as the Regional Director. She represented the SEC in financial communities, legal, business, government agencies and news media.

 

Before joining SEC, Helane practiced law at Howard, Rice, Nemerovski, Canady, Falk & Rabkin in San Francisco from 1986-1996. She was elevated to partner in 1991. She was focusing on business litigation, defense of private securities actions, internal corporate investigations, and SEC matters. Before joining the private law firm in 1986, she was a law clerk for Supreme Court Justice Harry A. Blackmun between 1985 and 1986 and between 1984-1985, she was at Hon. Richard A. Posner of the U.S. Court of Appeals.

 

Ms. Morrison is currently a member of the Board of the Regional Parks Foundation. She is a speaker on the topics of compliance and legal issues affecting investment advisers and private funds. A member of the Hedge Fund Subcommittee of the American Bar Association.

 

More on Helane Morrison professional background.

A BRIEF OVERVIEW OF SUSAN MCGALLA CAREER AT A GLANCE

Susan McGalla is a business woman from Pittsburgh, Pennsylvania in the United States. She was born and raised in Ohio together with her two brothers. She graduated from Mount Union College with a degree in business and marketing. McGalla is married to a great wealth manager Mr. Stephen McGalla. The couple appeared in Whirl Magazine couple who make a difference. The ireport magazine publishes several events from fundraisers, business networking events, and major non-profit making galas. The McGalla’s were among the couples in 2011 that did a difference in western Pennsylvania. With their dedicated much time, energy and funds, they created positive change for Pennsylvania citizens. Susan and Steve McGalla chaired the Hillman Cancer Center Gala for two years. The center provides care and support for cancer patients. It has helped several cancer patients face their diagnosis with confidence and continues to offer them with significant support through the treatment period. Through the center’s partnership with the University of Pittsburgh, they offer the latest advances in cancer prevention detection diagnosis and treatment for patients. The university has excellent academic and research facilities for cancer. The Centers mission is to provide the highest level of clinical care to its patients. Ti treats up to 74000 patients yearly in its facilities. The center is also inspired to continue its cutting-edge cancer research. The Hillman Cancer Center hosts a gala dinner every year. The event raises millions of dollars for cancer research. Funds raised at the gala event have made the center the only comprehensive cancer center in western Pennsylvania. She has a broad experience in strategic planning and growth industry. McGalla career began by working for Joseph Horne Company where she held various marketing and managerial positions from 1986.it was an iconic, regional department store in Pittsburg, Pennsylvania. The Pittsburgh flagship department was its first shop. It was the oldest store in the country founded in 1849. Joseph Horne bought the company from F.H Eaton store. The Company had a regional presence in the country and often overlooked. In 1994, the company ceased its operations after merging with the Lazarus division of Federated Department Stores INC. It was the oldest company in the industry having operated for 145 years and operated only five stores. In 1994, she joined the American eagle outfitters as a divisional merchandise buyer for women attires. The company has its headquarters south works in Pittsburgh. The firm was founded in 1977 by Jerry and Mark’s brothers being a subsidiary of retail ventures inc. The company target market is 15 to 25years male and females. It has several stores for American Eagle Outfitters and aerie. The company has several popular brands are low-rise jeans, polo t-shirts graphic t-shirts, Henley shirts, and swimwear. Susan McGalla held several positions in management and crucial roles in the management of the company. By her excellent performance in work, she became the president and chief officer in merchandise department. McGalla later became the president of the entire company and oversaw the company launch grand kid’s brands as aerie.